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Journal of Virology, April 2008, p. 3166-3180, Vol. 82, No. 7
0022-538X/08/$08.00+0 doi:10.1128/JVI.01634-07
Copyright © 2008, American Society for Microbiology. All Rights Reserved.
Human Immunodeficiency Virus Type 1 Vaccine Development: Recent Advances in the Cytotoxic T-Lymphocyte Platform "Spotty Business"
Kimberly A. Schoenly and
David B. Weiner*
Department of Pathology and Laboratory Medicine, University of Pennsylvania School of Medicine, Philadelphia, Pennsylvania

INTRODUCTION
For human immunodeficiency virus type 1 (HIV-1) vaccine development,
a central focus is developing a vaccine that primarily drives
strong and broad CD8
+ cytotoxic T lymphocytes (CTLs). This focus
is largely due to the difficulty in generating cross-neutralizing
antibodies against the diverse array of HIV viral envelopes
(
9,
40,
78,
139). The ability of CD8
+ T cells to impact or control
viral replication is supported by model primate studies and
is reiterated by studies of immune control in infected individuals.
For example, Cao et al. (
28) reported that HIV-1-infected long-term
nonprogressors exhibited high levels of HIV-specific CTLs. In
addition, HIV-1-infected patients with high levels of virus-specific
CTLs exhibited lower viral loads, slower CD4
+ T-cell declines
as measured in peripheral blood, and relatively stable clinical
statuses (
23,
81,
108,
112). Preclinical studies conducted with
simian immunodeficiency virus (SIV)-infected monkeys showed
that upon their in vivo depletion of CD8
+ T cells, a rapid and
dramatic increase in viremia was observed (
70,
131). While no
correlates of immunity for protection against HIV-1 have been
concretely established, these data as well as those of others
(
6,
13,
137) strongly suggest that CD8
+ T cells are important
in controlling viral infection and may be an important component
of an effective HIV-1 vaccine. In this review, we summarize
recent advances in HIV vaccine development utilizing various
platforms that target the induction of cellular immunity. In
particular, we draw inferences, as appropriate, for the induction
of cellular immune responses at mucosal as well as systemic
sites.

CTL-BASED VACCINES: STEPPED ON?
The discontinuation of the Merck recombinant adenovirus type
5 (rAd5) phase II proof-of-concept STEP study is undoubtedly
a significant setback for the field of HIV vaccine development.
In the study, a trivalent, three-vector rAd5 (Gag, Pol, Nef)
vaccine was tested in two cohorts of 1,500 individuals at high
risk for HIV infection. The vaccine was scheduled for three
immunizations of 1.5
x 10
10 viral genomes of each rAd5 vector
encoding Gag, Pol, or Nef administered on day 1, month 1, and
month 6. There are concerns that preexisting vector serology
can mute the effectiveness of a CTL vaccine approach. Accordingly,
the first cohort was made up of 1,500 individuals with low levels
of preexisting antibodies against Ad5, with titers of

1:200,
while the second cohort of 1,500 included participants with
anti-Ad5 titers of greater than 1:200. However, the STEP study
was prematurely stopped by the data- and safety-monitoring board
because it was clear that even in the cohort with low titers
of preexisting antibodies against Ad5, there was no evidence
of efficacy. Table
1 summarizes the results from the cohort
with titers of

1:200, comparing the rates of infection and viral
loads of the vaccinated versus placebo groups. This was the
best-response group in earlier clinical studies, eliciting CTL
responses in over 60% of vaccinees. As shown in Table
1, in
the subset of individuals that received at least two immunizations,
there was a trend toward more HIV infections in the rAd5-vaccinated
(19/672) group than in those in the placebo (11/691) group.
The difference in viral loads 12 to 18 weeks postacquisition
of the infection between the vaccinated and placebo groups (40,000
versus 37,000 copies per ml, respectively) were not statistically
significant. Since this rAd5 trivalent vaccine did not prevent
infection or decrease viral replication in vaccinated individuals,
the implications for CTL-based vaccines remain unclear, except
that future studies should test hypotheses and concepts that
are not identical to the Merck approach. Furthermore, this study
draws a line in the sand in that the following CTL-based approach
should induce higher levels of CTL responses and induce a different
immune phenotype. The inclusion of different antigens or prime-boost
strategies in future studies with defined immune endpoints will
be important. We will consider many of these in the following
sections.

THE IMPORTANCE OF MUCOSAL RESPONSES
The hallmark of HIV-1 infection is the rapid depletion of CD4
+ T cells from the peripheral blood during acute infection. More
recently, the ablation of CD4
+ CCR5
+ T cells in the gut was
noted as a dramatic consequence of both SIV (
87,
99,
156) and
HIV (
27,
54,
102,
103) infections. The majority of HIV-1 infections
occur across the mucosal barrier, and the mucosal tissues are
an active site for viral replication of SIV (
87,
155) and HIV
(
134,
169). The induction of both antigen-specific immunoglobulin
A (IgA) antibodies and CTLs at these critical sites may provide
a first line of defense with immediate effector activity (Fig.
1). Antigen-specific CTLs in the mucosa could potentially eliminate
infected cells within the mucosa and subsequently prevent the
systemic spread of the virus. It has been shown in murine (
16,
17) and macaque (
18) models that mucosal, not systemic, CTLs
are necessary to protect against mucosally transmitted virus.
Clearly, the generation of CTLs that can target mucosal sites
may be an important facet of a successful HIV-1 vaccine. Overall,
there is a great need for analyses of mucosal immune responses
in preclinical and clinical trials, as the currently available
data are minimal.

VIRAL VECTORS
The use of viral vectors as vaccines for HIV-1 has been reviewed
elsewhere (
135). Viral vectors have been generally studied for
gene therapy applications but have also been adapted for vaccine
development based upon the intrinsic immunity elicited by their
infection of the host. Generally, recombinant viral vectors
are constructed by removing gene sequences encoding crucial
viral proteins, rendering the resulting vector replication defective,
and using the space generated by the removal of these genes
for vaccine antigens of interest. As expression systems, recombinant
viral vectors can be engineered to transduce a wide variety
of cell types, including antigen-presenting cells (APCs), and,
subsequently, to express HIV-1-encoded antigens in the cytoplasm
of the target cell. Intracellular expression allows for the
efficient priming of CD8
+ T cells by the presentation of antigenic
peptides through major histocompatibility complex class I (MHC-I).
In addition, transduced cells serve as antigen factories, which
can leak antigens for MHC-II presentation. Through cross-presentation,
nontransduced APCs can take up and present extracellular antigens
through MHC-I. APCs can "bite" off pieces of transduced cells
(
58) as well as phagocytosing apoptotic cells that contain transduced
antigen (
4,
15,
68,
148). It is also possible that pieces of,
or whole, antigenic proteins can be transferred from transduced
cells to APCs (
125) and presented to CTLs through cross-presentation.
In addition, viral vectors can activate innate immune responses
through the pathogen-associated molecular patterns of Toll-like
receptors on APCs (reviewed in reference
170).
Adenovirus.
Adenovirus is a nonenveloped DNA virus that is typically acquired by humans in childhood. Clinical manifestations model the common cold and include respiratory, gastrointestinal, and ocular infections. While symptoms are transient, some serotypes are capable of persisting for much longer (months to years) in mucosal tissues and continuing to shed virus. Adenovirus has been studied extensively as a vaccine platform due to its high transduction efficiency, ease of manipulation, and ability to quickly grow to high viral titers in culture. In addition, recombinant adenoviral vectors can potentially carry large transgene inserts (up to 8 kb) when regions of the viral genome dispensable for viral growth (i.e., E1, E3) are deleted (21, 74). rAd5 is rendered replication deficient by deletion of the E1 region, which is essential for adenovirus replication as well as expression of downstream viral genes. The antigenic transgene is inserted in place of the E1 region under the control of a promiscuous promoter like cytomegalovirus and flanked by a bovine growth hormone polyadenylation terminus signal. Upon administration of a rAd5 vector plus an antigenic insert, the recombinant viral vector binds cells expressing the coxsackievirus and adenovirus receptor, thus facilitating its internalization. As a result, antigen synthesis occurs intracellularly, which leads to efficient processing and presentation of the antigen by MHC-I (reviewed in reference 11). A robust cellular and humoral immune response against the viral vector and transgene insert is observed, in part due to its intrinsic hexon protein-adjuvanting properities (104).
Of the 51 currently known serotypes, rAd5 has received the most attention for use as a vaccine vector and is currently in several clinical trials. However, the potent immune response generated against the Ad5 vector that makes it a promising HIV-1 vaccine candidate also creates one of the most difficult challenges for its development. The prevalence of preexisting anti-Ad5 immunity is astoundingly high among populations that are in desperate need of an HIV-1 vaccine, including many regions of sub-Saharan Africa (12, 80, 110, 158). In fact, Ad5 seroprevalence is greater than 90% in some regions of Africa, with much of the population exhibiting high titers of neutralizing antibody. Ad-specific immunity resulting from natural Ad5 infections decreases the immunogenicity generated against the antigen insert in the recombinant Ad5 vectors (143). In a phase I clinical trial carried out by Merck using rAd5-Gag, the vaccine elicited cellular immune responses in just 28% of subjects that had moderate levels of preexisting Ad5 neutralizing-antibody titers (>200), whereas Gag-specific cellular immune responses were observed in 82% of subjects with no Ad5 immunity (reviewed in reference 12). However, the trivalent vaccine was more effective at an increased dosage (36). Clearly, the significance of developing a vaccine to avoid preexisting antibody responses may be important, and studies using chemical alterations, chimeric Ad vectors, chimpanzee Ad vectors, and rare Ad serotypes found in humans are in development. Chemical modifications to aid Ad5 vectors in immune escape include the addition of microparticles (128) or polyethylene glycol (38) to reduce neutralizing-antibody recognition and increase the effectiveness of multiple immunizations. Another strategy is the construction of chimeric Ad vectors, which are created by swapping regions of the Ad5 fiber or hexon proteins with the corresponding regions of a different serotype. Chimeric Ad hexon vectors are capable of partially evading the antibody response against Ad5; however, they can be difficult to construct due to the preservation of low-titer neutralizing-antibody epitopes (50, 150), low-titer vector replication (126), and the induction of cross-reactive CTLs to other proteins of the virus (167). Barouch's group constructed a rAd5/Ad48 chimeric vector that replaces Ad5 neutralizing-antibody targets with Ad48 surface loops and has been shown to be immunogenic in rhesus macaques despite anti-Ad5 immunity (122). This important modified vector is moving forward into phase I clinical trials in collaboration with the International AIDS Vaccine Initiative (IAVI) (69). Novel rAd5 vectors are also being constructed using nonhuman Ads from ovine, porcine, bovine, and chimpanzee sources (45, 65, 119, 120, 154, 161). In preclinical trials, chimp vectors appear to be highly immunogenic, with T-cell responses against transgenes marginally affected by preexisting antibodies to human Ad5 (46, 117). In addition, chimp vectors elicit antibodies against the transgene in the presence of preexisting antibodies against human Ad5, whereas antibodies against the encoded transgene product are completely inhibited when delivered by the human Ad5 (100). Another strategy is the use of less-prominent adenovirus serotype antibodies found in humans, such as Ad6 (reviewed in reference 12), Ad35 (158), Ad11 (67), and Ad26 (1). Specifically, it has been reported that Ad35 is immunogenic and not inhibited by preexisting anti-Ad5 antibodies in mice (12); however, Ad35 elicits less-potent antitransgene responses than recombinant Ad5 vectors (11, 136). Ad35 is in clinical development by the Vaccine Research Center (VRC), National Institute of Allergy and Infectious Diseases (NIAID), and GenVec. Based upon the safety data for Ad35 from 15 volunteers, a second part of the trial will pursue the delivery of Ad35 in combination with Ad5 (69). Ad26 is another adenovirus serotype, less prevalent in humans, that will be moving into clinical trials (69). In rhesus macaques, rAd26 elicited strong cellular and humoral immune responses similar to those observed with rAd5 (1). In addition, an rAd26 prime-rAd5 boost regimen elicited cellular responses 10 times that observed with a homologous rAd5 immunization and partially controlled viremia following a SIVmac251 challenge (84). Recombinant adenovirus vectors are also attractive vaccines for HIV-1 because they can be administered at mucosal sites, both intranasally and orally. Furthermore, they have an intrinsic tropism for mucosal tissues, where they can persist for some time. In mice, adenoviral vectors have been shown to elicit cellular immune responses in the mucosa (92, 147); however, there is limited mucosal data on the use of these vectors in nonhuman primates, and it will be important to further characterize these responses.

ONE STEP FORWARD: LESSONS LEARNED FROM NONHUMAN PRIMATE STUDIES
Studies comparing cellular responses induced by recombinant
adenovirus, poxvirus, alphavirus, and plasmid DNA vaccines,
all expressing SIV Gag in macaques, supported that rAd5 elicited
the highest levels of antigen-specific CTLs, supporting its
further clinical advance (
136,
137). The results of studies
with rAd5 in animal models highlight considerations for evaluation
of candidate vaccines. The rAd5 vaccine never protected against
infection: regardless of the monkey haplotype or challenge virus
studied, all monkeys became infected following challenge, leading
to the unrealistic expectation that vaccination with the rAd5
trivalent vaccine would protect against infection in humans.
There was a clear hierarchy of control of viral replication
by rAd5 vaccines in primate challenge models. In hindsight,
the "easiest" challenge model, A01-positive (A01
+) macaques
challenged with simian-human immunodeficiency virus (SHIV) 89.6p,
produced a clear 3-log reduction in viral loads compared to
those of the control (
137). Challenge with the more-virulent
strain SIVmac239 resulted in a sustained 1.5-log decrease in
the viral loads of rAd5-immunized A01
+ monkeys (
101). It is
clear that Mamu A01
+ rhesus macaques are useful models for observing
antigen-specific responses by using tetramer staining, but it
is questioned whether they are accurate models for predicting
vaccine efficacy in humans. In preclinical studies with the
rAd5 vaccine testing outbread macaques challenged with SHIV
89.6, a more-variable 2- to 3-log reduction was observed (
89).
However, when outbred macaques were challenged with SIVmac239
post-rAd5 immunization, no significant reduction in viral load
was seen in vaccinated monkeys compared to that of the control
(
29). This hierarchy establishes that the use of outbred macaques
and challenge with SIV should be considered the most-stringent
vaccine model and be a focus for future studies evaluating HIV
vaccine efficacy. However, based on a lack of evidence of protection
competency in this model, it is clear that all primate studies
are still at-risk studies without known correlates or clear
immune targets and without a guarantee that protection in stringent
SIV challenges guarantees similar protection in humans.

ONE STEP BACK: IMPLICATIONS FOR CTL-BASED VACCINES
Merck, the HIV Vaccines Trial Network (HVTN), and the Division
of AIDS, NIH, should be commended for their valiant effort,
creativity, organization, and management of this important efficacy
trial. The bar for the STEP study was set high, as rAd5 was
the most-promising CTL platform at the time, based upon clinical
and preclinical data for rhesus macaques. In earlier clinical
trials, significant response rates to all three HIV antigens
(73% to Gag, 59% to Pol, and 68% to Nef) among individuals with
low seropositivity to Ad5 who were vaccinated three times with
the trivalent Ad5 were observed at week 30. The reported geomean
of responders as measured by gamma interferon (IFN-

) enzyme-linked
immunospot (ELISPOT) assays were 205, 342, and 177 spot-forming
units (SFU) to Gag, Pol, and Nef, respectively (
37). Response
rates were lower at the same timepoint for Ad5-seropositive
individuals with high virus titers, with 69% responding to Gag
(406 SFU), 38% to Pol (834 SFU), and 54% to Nef (428 SFU) (
37).
The majority of responders responded to only one eptitope in
the Gag, Pol, or Nef peptide pools, with approximately 30% of
responders recognizing three or more epitopes (
37). Although
the trial consisted primarily of men who have sex with men,
it is interesting that one woman in the placebo group was infected.
This critically important observation highlights the importance
of the clinic as a teaching ground for HIV vaccine development.
This observation has implications for HIV transmission between
men who have sex with men versus heterosexual transmission that
must be considered in future trial development. With this in
mind, the analysis of the responder data from the STEP trial
will be critical in determining a relationship among vaccine
responders, the levels of the response, and the resulting incidence
of infection. In addition, we anxiously await the data analysis
from the high-titer vector-seropositive cohort as well as the
Phambilli study to see if these results reflect an increased
trend for infectious compared to low-titer Ad5-seropositive
cohorts. The increased trend toward infection is not likely
a general trend for all vaccines that elicit T cells. The Vaxgen
protein trial, which mobilized B and T helper cells, did not
show a similar trend, nor did the ALVAC trials, which mobilized
weak CD8
+ T cells. It should be noted that this trend is being
debated at this time, and therefore its importance to vaccines
under development remains speculative.
Unanswered questions include the following. Are the response levels (on average about 400+ SFU) observed in responders high enough? Are the vaccine targets the most relevant? Would polyfunctional immune responses or some other T-cell phenotype change vaccine efficacy? Do the responses need to be directed against a broader number of epitopes to be effective? What animal models are most important as predictors of human vaccine efficacy? What do the mucosal responses in Ad5-vaccinated people look like, and would such responses change the impact of the vaccine? Why are the acquisition rates different between men and women?

ADENO-ASSOCIATED VIRUS
Adeno-associated virus (AAV) is a helper-dependent parvovirus
that has been well characterized as a gene therapy vector (reviewed
in reference
144). The generation of the recombinant vector
entails removing all viral genes except the sequences that encode
the GC-rich inverted terminal repeats (ITRs). The entire genome
is a mere 4.7 kb, which limits the size of the antigenic insert
(between the ITRs) to roughly 3.8 kb, excluding the promoter
and poly(A) tail. The removal of viral genes reduces the intrinsic
immunogenicity of AAV; however, rAAV remains an attractive vaccine
candidate due to the ability to produce it on a commercial scale
(
34), its outstanding clinical safety profile for nearly a decade
(reviewed in reference
72), the ease with which it can be administered
intramuscularly, and the high transduction efficiency of myofibers
(reviewed in reference
72). Johnson et al. (
72) demonstrated
the efficacy of rAAV for delivery of SIV antigens (SIVsm/E660)
in an intravenous challenge model. A portion of their study
included two injections of three rAAV vectors encoding SIV genes
at doses measured by DNase-resistant particles, which are equivalent
to encapsulated vector genomes. The three rAAV vectors contained
fragments of (i) SIV Gag, protease, and reverse transcriptase;
(ii) SIV Rev and Env; and (iii) reverse transcriptase and integrase
at 10
13, 5
x 10
12, and 10
13 DNase-resistant particles, respectively.
The results showed robust cellular (tetramer-specific CTLs)
and humoral (serum antibody) immune responses after a single
injection. In fact, after a virulent intravenous challenge,
immunized monkeys exhibited significant control of SIV replication,
with viral loads almost 2 logs lower than those of the control
group. The protection from challenge may be attributed to CTLs,
as there were no detectable neutralizing antibodies against
the SIV challenge stock observed in the sera of vaccinated animals.
Interestingly, there was no increase in the observed immune
response after the second immunization, suggesting the generation
of antivector antibodies. In fact, the preexisting or vaccine
vector-induced immunity to the capsid is still a major concern
for this platform. For example, recombinant AAV type 2 (AAV2)
is the most-studied serotype to date, and it has been shown
that 27% of the population has neutralizing antibodies directed
against AAV2 (
162). Similar to strategies being employed with
recombinant adenoviral vectors, less-prevalent rAAV serotypes
found naturally in humans, including AAV1 and AAV5, are being
examined to circumvent this issue. Alternating rAAV capsid serotypes
from one immunization to the next is being explored. A phase
II clinical trial organized by Targeted Genetics and IAVI utilizing
rAAV encoding HIV Gag, Pol, and

reverse transcriptase (tgAAC09)
is under way in Zambia and has been reported safe and well tolerated
thus far. While initial clinical studies using rAAV appear to
be overwhelmingly safe, recently a patient participating in
a phase I/II gene therapy trial for the treatment of rheumatoid
arthritis died after receiving a rAAV vector encoding the soluble
tumor necrosis factor alpha receptor tgAAC94. The patient was
also taking a tumor necrosis factor alpha blocker, Humira, which
is immune suppressive. While there has been no report of a definitive
determination of the cause of the patient's death, it appears
likely that infection with a fungus,
Histoplasma capsulatum,
could be the cause (
75). The role of the AAV treatment in this
patient's outcome is not clear. Importantly, this study highlights
the potential pitfalls of performing trials in immunosuppressed
individuals whose responses are clearly different from those
of immunocompetent people. The immunogenicity of rAAV vectors
clearly needs improvment, and the use of molecular adjuvants
and prime-boost strategies will undoubtedly be tested and will
be discussed in future sections. The published data on the generation
of mucosal immune responses by rAAV is limited, although it
is an interesting vector due to its stability at a wide range
of pH values and high temperatures.

ALPHAVIRUSES AND RHABDOVIRUSES
Alphaviruses are positive-stranded RNA viruses with a broad
host range that cause a variety of mosquito-transmitted diseases,
including Eastern equine encephalitis, Western equine encephalitis,
and Venezuelan equine encephalitis (VEE), in the United States.
While the majority of alphaviral infections are asymptomatic
in humans, flu-like symptoms, including fever, headaches, and
body aches, can occur. The virus is also capable of invading
the central nervous system, leading to encephalitis and perhaps
even death. Modifications to the virus for the generation of
vaccine vectors has been well studied (reviewed in references
118 and
130). To generate vaccine replicon particles, the nonstructural
protein genes and natural subgenomic promoter (26S) are retained,
while the structural protein genes are replaced with the antigenic
gene of interest. Current alphavirus replicon particle vaccines
have been derived from the Sindbis virus, Semliki Forest virus
(
91), and VEE virus. This process creates a single-cycle replication
vector that is translated upon entry into the cytoplasm of the
target cell, allowing for intracellular processing and subsequent
efficient presentation by MHC-I. The cytoplasmic amplification
of these vectors includes a double-stranded RNA intermediate
that activates both the innate and adaptive immune systems,
strengthening this platform as a vaccine candidate delivery
system (
85). Indeed, the replication of alphavirus replicons
results in extremely high levels of antigen expression (
157,
166,
171); however, this replication is generally toxic to the
infected cell, thus preventing long-term antigen expression
(
48). The antivector immune response against alphavirus replicons
has so far been minimal, allowing for readministration, a major
benefit for a vaccine (
118). Similarly, seroprevalence is low
in humans, and the replicons can be engineered to be lymph node
trophic, enhancing antigen presentation through efficient targeting
to, and expression in, the immune inductive site. A possible
drawback to the alphavirus platform includes the requirement
of the Rep protein for high-level antigen expression. This antigen
may be prone to immune surveillance by CTLs. However, this platform
has many positive features. For example, previous studies report
that the primary cellular targets of replicon particles have
been shown to be those of the CD14
+ monocyte lineage in rhesus
macaques (
55) and dendritic cells in human peripheral blood
mononuclear cells (
51). In nonhuman primates, vaccination with
2
x 10
8 PFU of chimeric SINenv and VEErep alphavirus replicon
particles expressing SIVp55Gag and/or HIV

V2gp140 alone resulted
in high titers of anti-HIV neutralizing antibodies, while moderate
anti-Env IFN-

ELISPOT responses were also observed (
163). In
a separate study, 1
x 10
7 infectious units of each of three
VEE virus replicon particles expressing the SIVsmH-4 matrix
capsid region of Gag, gp160, or unanchored gp140 were administered
three times to rhesus macaques, followed by a mucosal challenge
with SIVsmE660 (
73). Macaques immunized with SIV-VEE virus replicon
particles produced neutralizing antibodies and had reduced peak
viral loads (1 log) postchallenge. In correlation with the decreased
viral loads was an increase in the peripheral CD4
+ T-cell counts
in immunized macaques, observed at the viral set point. While
not measured in this study, immune responses at mucosal sites,
namely the preservation of CD4
+ T cells, will be interesting
to analyze. Overall, however, this platform has progressed very
slowly. To date, there is a limited amount of clinical data,
and studies to support the efficiency of this platform are remain
important.

VESICULAR STOMATITIS VIRUS
A member of the
Rhabdoviridae family, vesicular stomatitis virus
(VSV) is a negative-stranded RNA virus that primarily infects
livestock. In most of the world, infection of humans is rare
and asymptomatic but can cause flu-like symptoms. VSV is an
attractive platform for clinical use, as it can be delivered
at mucosal sites, carry multiple transgenes, is easily manufactured,
and has low seroprevalence in humans (reviewed in references
88 and
121). One potential drawback to VSV vaccine vectors is
the development of antibodies against VSV surface glycoproteins
in immunized hosts after one immunization. Therefore, effective
boosting may require substituting a glycoprotein from a different
VSV serotype. In nonhuman primates, immunization with rVSV vectors
encoding HIV Env and SIV Gag protected against disease after
challenges with SHIV 89.6p (
41,
43). Furthermore, the direct
comparison of intramuscular versus intranasal administrations
of equal doses of HIV Env and SIV Gag (5
x 10
6 PFU each) to
rhesus macaques demonstrated that intranasal vaccination elicited
higher cellular immune responses, as measured by IFN-

ELISPOT
assays, Cr release assays, and tetramer analysis (
43). Interestingly,
there was no difference in the humoral immune responses elicited
by either vaccination strategy at systemic or mucosal sites
(
43). The intranasal delivery of VSV vectors does not seem to
cause neurovirulence in nonhuman primates (
71). It will be interesting
to see if the mucosal administration of this promising platform
can elicit cellular immune responses at mucosal sites.

POXVIRUS VECTORS
Poxviruses are large DNA viruses that evolved as vectors based
on experience with the smallpox vaccine (reviewed in reference
93). As vaccine vectors, they are able to carry multiple and
large genes (

25 kb) (
97) that are stably expressed. These vectors
are also capable of inducing immune responses similar to those
observed with the pathogen. Several studies have shown that
vaccinia virus vectors can be pathogenic in immunocompromised
people, thereby refocusing efforts on developing a more-attenuated,
modified vaccinia virus Ankara (MVA) as a vector system (
105).
MVA has been shown to be safe for mice, monkeys, and humans,
as it cannot complete an entire life cycle in humans or primates
(
41) while still being capable of inducing strong cellular and
humoral immune responses in mice and primates. Numerous poxvirus-based
vaccines have been tested in rhesus macaques after they were
challenged with SIV, SHIV, and HIV-2 isolates (
2,
7,
19,
47,
57,
59-
62,
114) and have produced various degrees of cell-mediated
immune responses and protection against viral challenge.
In a study conducted with rhesus macaques, SHIV DNA plasmid-producing noninfectious viral particles were delivered intranasally, with a rMVA SIV Gag-Pol and HIV Env boost. Coimmunization with an interleukin-2 (IL-2)/Ig plasmid elicited both mucosal and systemic humoral and cellular anti-SHIV immune responses (22). Intranasal immunization with other platforms had previously been reported to be the only route of mucosal vaccination that results in disseminated humoral and cellular immune responses (82, 83) and increases the level of vaginal responses compared to that for rectal immunization (20, 83). Indeed, as nasal immunization also induced greater systemic antibody responses and thus generated both systemic and mucosal immunity, the intranasal route may precede other mucosal routes (83). Mucosal SHIV-specific responses were detected in the IL-2/Ig group, as measured by the levels of IgA in rectal secretions and tetramer-positive T cells in rectal biopsies. Upon rectal challenge with SHIV 89.6p, all of the animals became infected, but the group coimmunized with IL-2/Ig was protected from CD4+ T-cell loss and disease progression to AIDS. Interestingly, a different study showed that tetramer-positive CD8+ T-cell responses were induced at mucosal sites by live attenuated poxvirus NYVAC encoding SIV Gag, Pol, and Env, whether it was administered by the intranasal, intramuscular, or intrarectal route (140).
A recombinant canarypox vector (ALVAC 1452) has been tested in multiple clinical trials with different doses, formulations, and prime-boost regimens by the HVTN and others. The results of a phase II study of ALVAC and VaxGen's gp120 protein (HVTN 203), demonstrated by IFN-
ELISPOT assays, were observed in less than 36% of the vaccinees; therefore, the planned phase III trial (HVTN 501) was cancelled. Results from another phase II trial, outside of the United States, which tested ALVAC with or without a rgp120 booster (HVTN 026), did not show a difference in cellular immunity between the vaccinated and placebo groups, as measured by IFN-
ELISPOT assays, lymphocyte proliferation assays, or Cr release assays (35). Increasing the dose of the ALVAC vector (HVTN 039) or the addition of lipopeptides (HVTN 042) did not enhance the number of responders, 5 of 52 and 3 of 77, respectively (37). A phase III clinical trial in Thailand involving the same ALVAC vector expressing subtypes E and B Env (gp41), Gag, protease plus gp160, or Chiron gp120B/E boosting is currently under way (76). In this study, CTL responses have been observed in less than 30% of the recipients, and antibodies, but not broadly neutralizing antibodies, have been observed. This finding may have been expected, as the preceding phase I/II study results showed no statistical difference between cellular responses in the ALVAC prime plus gp120 or gp160 protein boost group and the placebo group (149). Improving the immunogenicity of these experienced vectors is a major focus of the poxvirus field.

HERPESVIRUS
Unlike the viral vectors described above, herpes simplex virus
type 1 (HSV-1) is able to persist for essentially the lifetime
of the infected host. Active HSV-1 infection occurs at mucosal
surfaces, including the mouth and genitals, and the virus remains
latent in the nervous system, where it can be periodically reactivated.
In addition, both cellular and humoral immune responses are
generated in response to HSV-1 infection. These features of
HSV-1 highlight its potential utility as a vaccine vector in
regard to long-term antigenic expression, immunogenicity, and
tropism for mucosal surfaces. Both replication-competent and
replication-defective recombinant HSV-1 vectors have been studied
as vaccines for HIV-1 in nonhuman primate models. In a study
by Murphy et al. (
107), the replication capability of HSV-1
did not elicit statistically different results, as measured
by antibody levels, CTL activity, or protection against challenge.
In fact, two rhesus macaques were protected against a SIVmac239
rectal challenge, one immunized with a replication-competent,
and the other a replication-deficient, HSV-1 encoding SIV Env
and Nef. However, the replication-competent group had peak viral
loads 1.2 logs lower than those of the infected control animals.
Clearly, the protection against mucosal challenge and the tropism
of HSV-1 for mucosal surfaces warrant further examination of
immune responses elicited by the mucosal delivery using this
platform.

BACTERIAL VECTORS
The use of recombinant bacteria as vectors for gene delivery
has been extensively reviewed elsewhere (
94). Here we will touch
on two particular platforms that have been used for HIV-1 vaccines
in nonhuman primate models,
Listeria monocytogenes and
Salmonella.
Listeria monocytogenes.
A recombinant strain of Listeria monocytogenes has many promising features as a vaccine vector, including a natural tropism for mucosal tissues, an ability to infect APCs, a high level of CD8+ T-cell induction, a low prevalence of preexposure in humans, and ease of manipulation and production in culture (reviewed in reference 90). Two independent studies performed with rhesus macaques illustrated the induction of mucosal cellular immune responses with a DNA prime and a Listeria boost, both encoding SIV Gag and Env (26, 109). In a study performed by Boyer et al. (26), the macaques that received the DNA prime-Listeria boost had better protection against an intrarectal challenge of SIV239, measured by control of viral loads for a longer period of time. Neeson et al. (109) further examined the induction of a mucosal SIV Gag-specific cellular immune response by the DNA prime-Listeria boost by demonstrating that Gag-specific CD8+ T cells in the peripheral blood coexpress the gut-homing marker B7 in the peripheral blood and home to gut mucosal tissues.
Salmonella.
Like Listeria monocytogenes, the natural route of infection by Salmonella species is oral, and therefore, use of the recombinant bacteria to induce mucosal immunity is promising. Recombinant Salmonella vectors have been engineered to utilize the bacterial type III secretion system in order to more efficiently present antigenic peptides via MHC-I and, subsequently, prime CD8+ CTLs (127). Priming the immune response with an intragastric administration of the modified Salmonella vector expressing HIV-1 Gag in combination with a MVA Gag booster elicited mucosal immune responses in rhesus macaques (44). This combination, in particular, elicited SIV Gag-specific CD8+ T cells that expressed
4β7 and homed to the colonic mucosa. While such responses were unable to confer protection against an intrarectal challenge with SIV239, the elicitation of mucosal cellular responses (albeit minimal) is noteworthy. Improving the immune potency of this platform is important.

NUCLEIC ACIDS
While RNA vaccines have been important in the area of immune
therapy for cancer, work in the particular area of an HIV-1
vaccine has been limited. Accordingly, we focus here on the
DNA vaccine approach.
DNA has been studied as a vaccine platform for over 15 years. Studies with mice immunized with plasmid antigens yielded promising levels of immunity that, unfortunately, have not been well translated in initial clinical studies. Currently, there is a significant amount of work in the field devoted to improving this platform, as it is appealing on many levels, including large-scale vaccine production, safety, repeat administration (no preexisting or vaccine-induced vector serology), and storage, as a cold chain is not required. DNA vaccines for HIV-1 have been reviewed elsewhere (66). Here we will focus primarily on the optimization of future DNA vaccines.
Genetic level.
The optimization of plasmids has yielded a substantial increase in the immunogenicity of plasmid-encoded antigens via enhanced levels of gene expression on a per-cell basis. For example, codon optimization improves expression by adapting the codon usage to the bias of the target species, thereby enhancing transcription through more-abundant tRNA pools (8, 39, 159, 172). Additional modifications, including eliminating mRNA instability and mRNA inhibitory elements, may also be made to the encoded gene sequence to increase the stability of the mRNA (133). The inclusion of a constitutive transport element can enhance RNA stability and the export of RNA from the nucleus. The addition of IgE leader sequences also facilitates expression by improving the loading of mRNA onto the ribosome (159, 164). By removing these negative sequences, avoiding splice sites, removing double-stranded pairing/secondary-structure formation, and including the above sequences, mRNA structures that are more stable and more efficiently transported to the ribosome can be created. As a result, the mRNA is translated more effectively and gene expression is enhanced on a per-cell basis, which can improve immunogenicity.
Molecular adjuvants.
As a vaccine strategy, the use of DNA has been suboptimal in producing immunogenicity. In addition to genetic modifications enhancing the expression of the antigenic plasmid, there is a plethora of work on improving the potency of DNA vaccines. One promising technique involves the incorporation of plasmids carrying immunomodulatory genes. Molecular adjuvants reported to induce mucosal immunity include the chemokines CCL19, CCL21, and macrophage inflammatory protein 1
and the cytokines granulocyte-macrophage colony-stimulating factor, IL-2, IL-12, and IL-18 (152). Two recent nonhuman primate studies conducted by Wyeth included codelivery of the plasmid-encoded cytokines IL-12 (129) and/or IL-15 (33) with an SIV Gag DNA construct. The IL-12 plasmid was the best adjuvant, substantially enhancing both cellular (ELISPOT) and humoral (enzyme-linked immunosorbent assay) immunity against HIV-1 Gag. Coimmunization with both IL-12 and IL-15 enhanced humoral, but not cellular, responses, and this version of the IL-15 plasmid did not statistically enhance the responses observed with the antigen alone. Upon challenge with the pathogenic SHIV 89.6p, macaques coimmunized with IL-12 had lower viral loads and a trend toward the preservation of peripheral blood CD4+ T cells, although the groups were too small for statistical significance. Similarly, coimmunization with the IL-12 plasmid augmented cellular immune responses, as measured by IFN-
and granzyme B levels in cynomologus macaques (24). In a separate study, cynomologus macaques coimmunized with plasmid-encoded SIV Gag and a highly optimized macaque IL-15 had significantly lower viral loads than the antigen-only group following challenge with SHIV 89.6p, even though coimmunization with IL-15 did not significantly enhance the IFN-
response compared to that of the antigen alone (25). This study, as well as others, highlights the necessity of supplementing the ELISPOT assay with multiparameter immune response analysis, as well as other assays of T-cell function. Another adjuvant, IL-2, has shown encouraging potential. Coimmunization of rhesus macaques with plasmid-encoded Gag and Env and an IL-2/Ig fusion construct resulted in a potent CTL response and subsequently reduced viral loads, maintained stable CD4+ T-cell counts, and prevented disease progression to AIDS (13). Overall, these primate data are exciting. The clinical studies of such approaches are anxiously being followed. In addition to cytokines being codelivered with an antigenic plasmid, other immunomodulatory genes such as costimulatory molecules, including CD40L and glucocorticoid-induced tumor necrosis factor receptor, are being tested in macaques (141, 142), and granulocyte-macrophage colony-stimulating factor (14), B7.1, LFA-3, and ICAM-1 (165) are being tested in mice. Whether there are mucosal benefits to DNA vaccination remains to be seen.
Improvements in delivery.
Strategies to improve the dosing, delivery, longevity, and transfection efficiency of DNA vaccines are receiving a great deal of attention. One method of facilitating delivery of plasmid DNA is through formulations that include incorporation of liposomes or polymers to extend plasmid longevity following injection and thereby enhance uptake over time and, subsequently, expression (5, 32, 53, 111). Improved delivery methods include gene gun (49, 145, 153), BioJet (3, 56, 153), laser (168), ultrasound (146), and electroporation (63, 151, 160) approaches to enhance physical delivery. The gene gun is advantageous in that it requires very low amounts of DNA. This method of plasmid delivery has an apparent ability to drive antibody responses in both nonhuman primates and humans, although improving CTLs is an important goal of this technology. Another method, the BioJet, is a needle-free jet injection device that may reduce the variability of responses in primates and humans (3, 56, 153). The use of laser, ultrasound, and electroporation are all based on the permeabilization of cell membranes at the injection site through light, sound, and electric current, respectively.
Various types of in vivo electroporation have also recently been employed to increase the transfection efficiency of plasmid DNA. This technique involves applying a specific electric current to the target, either the muscle or skin, based upon the type of immunization delivered, intramuscular or intradermal. Enhanced delivery is observed and is likely due to the formation of transient pores within the cell membrane, allowing for more cellular uptake of plasmid DNA. Concurrently, an inflammatory response is induced and likely enhances the observed immune response as well (10). In a comparative study of intramuscularly delivered plasmid DNA (IM) versus electroporation, electroporated mice were given 2- to 10-fold less DNA than the IM group. As shown in Fig. 2, the electroporated mice immunized with 25 µg of DNA had levels of IFN-
secretion twofold higher than the IM group immunized with 50 µg of DNA without electroporation (approximately 550 versus 250 spot forming cells [SFC], respectively). Furthermore, the electroporated mice immunized with only 5 µg of DNA had levels of IFN-
secretion similar to those of mice immunized IM with 50 µg and elicited significantly higher anti-Gag antibody levels than the IM group without electroporation (Fig. 2). In rhesus macaques immunized with plasmid DNA versus electroporation with one-fifth of the DNA, the cellular immune responses of the electroporated group were enhanced by 10- to 40-fold, with antibody titers 2.5 logs greater than those immunized with DNA alone (96). The results of this study put plasmid DNA vaccines for HIV-1 on the potency map. The benefits observed in the primate model include enhanced plasmid delivery, resulting in increased gene expression, and enhanced immunogenicity (64, 113). The combination of electroporation with novel formulations is exciting to consider. Our laboratory has shown a significant enhancement of T-cell proliferation in rhesus macaques that were given an intramuscular DNA immunization with electroporation versus an intramuscular immunization alone (64a). However, there are obvious concerns with this technology versus the standard needle and syringe delivery method, including increased pain, more-complex technology to establish, and requirement of a machine and training for the clinical staff who administer the vaccine. The overall goal will be to decrease the required dose and voltage and, subsequently, to increase the tolerability without sacrificing effectiveness. The inclusion of cytokines (Fig. 3) appears to further lower the dose while simultaneously enhancing the potency of the vaccine and may allow for a decrease in the number of injections required to achieve useful clinical potency.
Prime-boost protocols.
Heterologous prime-boost protocols are particularly beneficial
for recombinant viral vector approaches, as antivector immune
responses can prevent the readministration of the homologous
vector. DNA is a conceptually weak delivery system that is uniquely
specific for the antigen. Most studies have shown that DNA can
prime efficiently for a protein or recombinant viral vector
boost.

DNA/VECTOR PRIME-PROTEIN BOOST
The administration of a DNA prime and a subsequent protein boost
effectively induces both cellular and humoral immunity. In rhesus
macaques, a polyvalent DNA encoding Env from multiple subtypes
and a Gag gene prime plus a homologous gp120 protein boost elicited
modest cellular (around 500 SFC) and robust humoral (

10
6 SFC)
responses (
116). Upon rectal challenge with SHIV-Ba-L, the majority
of immunized macaques were protected from infection, while the
rest had lower viral loads than the unvaccinated group. A similar
human ALVAC-HIV-1 recombinant vaccine expressing Gag, Pol, and
gp120 or a Gag, Pol, and gp160 prime plus a homologous Env protein
boost resulted in decreased viral load levels in the blood and
in mucosal sites while simultaneously protecting macaques from
peripheral CD4
+ T-cell loss after challenge with SHIV
KU2 (
115).
This approach is being studied in a phase I clinical trial by
S. Lu (
95) and colleagues, using five different gp120 isolates
and one Gag DNA prime plus a boost with heterologous gp120 protein.
Interestingly, anti-gp120 antibody titers comparable to those
of patients with chronic HIV-1 infection have been reported.
In addition, anti-Env cellular responses were induced by this
combination.

DNA PRIME-rAd BOOST
rAd5 is also being used as a boost for a unique DNA prime in
large-scale clinical trials being conducted by the NIH and VRC.
In a phase I trial, DNA and Ad5 were administered separately
to 86 recipients at increasing doses. The vast majority of recipients
had an anti-HIV-1 T-cell response, the first high responses
in published reports (
30,
52). Four DNA constructs, clade B
Gag-Pol-Nef fusion protein, and clades A, B, C Env glycoproteins
(
31,
79) elicited an antibody and long-lasting Env-specific
CD4
+ and CD8
+ T cells. Comparatively, a higher percentage of
responders with a greater magnitude of immune responses was
observed in recipients of rAd5 (clade B Gag-Pol fusion protein
and clades A, B, C Env glycoproteins). Although impressive levels
of cellular and humoral immunity were observed in the majority
of subjects, preexisting immunity to Ad5 lowered T-cell responses
approximately threefold compared to those of seronegative subjects.
Based on the safety of, and encouraging results from, this study,
a phase II trial has been initiated (
124). Recent studies have
shown a dramatic increase in HIV-1-specific immune responses
with the combination of these two platforms. The DNA prime with
a rAd5 boost resulted in a greater-than-1,000-fold increase
in antibody and a greater-than-5-fold increase in T-cell responses
against Env (
124). Data from macaques immunized with this strategy
and subsequently challenged with SIV show long-term preservation
of the total number and function of central memory CD4
+ T cells
in the peripheral blood as a result of vaccine-generated protection
against high levels of virus replication (
86,
98). Efficacy
trials of this approach are being planned through a HVTN/VRC
collaboration.

DNA PRIME-rAAV BOOST
In the previously mentioned rAAV nonhuman primate study by Johnson
et al. (
72), a DNA prime-rAAV boost protocol elicited potent
responses compared to those of other regimens using rAAV vectors
alone. The study utilized either a DNA or rAAV prime with a
mixture of three plasmids encoding the same SIV subgenomic fragments
of (i) Gag, protease, and reverse transcriptase, (ii) reverse
transciptase and integrase, and (iii) Rev and Env. Both groups
received the same rAAV Rev-Env boost. Despite the weakly immunogenic
DNA prime, the monkeys with the lowest viral loads and therefore
the best control of SIV replication postchallenge were in the
DNA prime and rAAV boost group.

DNA PRIME-VSV BOOST
While preexisting immunity to VSV is not an obstacle for humans,
the ability to boost with the same rVSV strain is limited due
to antivector immune responses. Therefore, the use of VSV in
a heterologous prime-boost regimen with plasmid DNA is an attractive
strategy for eliciting more-potent immune responses. In A01-negative
rhesus macaques, intramuscular immunization with 5 mg of each
DNA plasmid encoding SIV Gag and the cytokine adjuvant IL-12,
followed by intranasal delivery of 5
x 10
6 PFU of each rVSV
encoding HIV Env (gp120) and a SIV Gag booster elicited both
cellular and humoral immune responses greater than either platform
alone (
42). In particular, following a high-dose (300 monkey
infectious doses) intravenous SHIV 89.6p challenge, this prime-boost
regimen resulted in a 2.4-log reduction in viral loads compared
to that for the DNA prime (1.5 log) or rVSV boost (1.1 log)
given alone (
42). In addition to there being no clinical disease
observed postchallenge (
42), there was enhanced preservation
of CD4
+ T cells in the peripheral blood of these animals.

DNA PRIME-MVA BOOST
One of the most-studied prime-boost regimens is a DNA prime
and a poxvirus boost (
123,
132). Interestingly, the T-cell responses
generated with this heterologous strategy produce immune responses
10 times higher than either platform given separately (
106).
In fact, an important clinical trial by Robinson and colleagues
is under way through the HVTN, utilizing a multivalent DNA (Gag,
Pol, Env, Tat, Rev, Vpu) prime followed by a MVA boost. Initial
results for humans show exceptional safety and tolerability
but undetectable HIV-1-specific cellular (responders = 0/28,
as determined by IFN-

ELISPOT assay, and 0/24 by Cr release
assay [
37]) or humoral responses after a DNA prime (
106). However,
based upon data for rhesus macaques, the animals with minimal
responses detected after a DNA prime were able to generate potent
immune responses post-MVA boost (
138), suggesting that the same
may be true for humans. Preliminary reports suggest that the
poxviral component increases the levels of immunity observed
in these studies. In addition, data from another rhesus macaque
study using Gag, Pol, and Env DNA prime plus MVA boost resulted
in the control of viremia after a mucosal challenge with SHIV
89.6p (
6).

DNA PRIME-HSV-1 BOOST
A recent study with rhesus macaques compared the immune responses
elicited by immunization with recombinant DNA and HSV-1-encoding
SIV genes in a heterologous DNA prime-HSV-1 boost strategy to
those from homologous HSV-1 immunizations (
77). Despite the
robust cellular and modest humoral immune responses observed
in the immunized macaques, all became infected upon an intravenous
challenge with SIV239. Interestingly, the macaques immunized
with the DNA prime-HSV-1 boost regimen had greater levels of
T-cell responses than those of macaques immunized with HSV-1
alone. The observed levels of IFN-

secretion for the prime-boost
group were greater than or equal to those observed for unvaccinated
macaques infected with wild-type SIV. In fact, while the DNA
prime-HSV-1 boost regimen also produced a higher percentage
of tetramer-postive IFN-

-secreting cells, the group that received
the homologous HSV-1 immunizations had more

4β7-positive
cells, a marker of T cells homing to the mucosa. We look forward
to future studies addressing the ability of HSV-1 to induce
mucosal immune responses.

CONCLUSIONS
It is a tumultuous time for HIV vaccine development. There are
few promising leads in the vaccine toolbox for antibody-based
approaches. The STEP study has thrown cold water on the cadre
of CTL-based platforms. These approaches (summarized in Table
2) provide the broadest array of T-cell-driving vectors in the
history of vaccinology. In the near future, additional prime-boost
studies and the use of adjuvanted DNA, designer Ad vectors,
and DNA electroporation strategies will be expanded in the clinic.
The world's first glimpse of the lack of efficacy of a pure
T-cell-based approach supports new research goals for the CTL-based
HIV vaccine field. (i) More-stringent primate models for determining
vaccine efficacy in decision studies should be encouraged. (ii)
We should demand greater CTL responses in humans, greater than
an average of 300 to 400 10
6 peripheral blood mononuclear cells,
from next-generation is approaches. (iii) The induction of T-helper
responses T-cell desirable and likely important, but we need
to learn a great deal more about their contributions to immune
control. (iv) The importance of polyfunctional immune responses,
in addition to the proliferative capacity of vaccine-elicited
T-cell responses, should be studied, and benchmarked as they
relate to vaccine outcome in macaques and immune control in
humans. (v) Novel and clean hypotheses regarding vectors entering
clinical trials should be encouraged, and immune evaluations
should be designed on the basis of these hypotheses and serve
as benchmarks for progress in the clinic. (vi) Most importantly,
rather than redividing the limited DAIDS funding pie, thus depriving
important programs of needed resources, Congress should support
the NIH by increasing funding for basic HIV vaccine research
and pilot programs for early clinical testing. New ideas and
concepts cannot be advanced effectively based on the current
levels of funding for R01's, P01's, and developmental resources.
View this table:
[in this window]
[in a new window]
|
TABLE 2. Summary of the advantages, disadvantages, and strategies for improvement of the reviewed HIV-1 vaccine platforms
|
The Merck STEP study should be a catalyst for propelling the
next generation of vaccines forward by raising the bar for what
we expect from them. Such an occurrence will firmly add the
CTL platform with all its potential promise to the armitarium
of vaccinologists and, with support, hard work, and luck, welcome
in the heyday of the age of designer vaccine platforms.

ACKNOWLEDGMENTS
K.A.S. acknowledges the support of NIH grant 1-T32-A107632.
D.B.W. acknowledges support from the NIH, including HIVRAD funding.

FOOTNOTES
* Corresponding author. Mailing address: 505 Stellar-Chance Laboratories, 422 Curie Blvd., University of Pennsylvania, Philadelphia, PA 19104-6100. Phone: (215) 662-2352. Fax: (215) 964-5885. E-mail:
dbweiner{at}mail.med.upenn.edu 
Published ahead of print on 7 November 2007. 

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